Andrew T. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Timothy Reynolds, who also goes by Andrew T Reynolds, Andrew Reynolds, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2000. Andrew had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2024 - April 23, 2025
ROBERTS & RYAN, INC.
June 30, 2023 - December 5, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 29, 2015 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
January 8, 2014 - May 1, 2015
LAMPERT CAPITAL MARKETS INC.
March 26, 2007 - January 6, 2014
KCCI, LTD.
June 26, 2006 - March 15, 2007
TRADITION SECURITIES AND DERIVATIVES LLC
October 29, 2001 - June 20, 2006
R.J. MURPHY & ASSOCIATES, LLC
April 2, 2001 - October 29, 2001
R. J. MURPHY EXECUTIONS, INC.
October 1, 2000 - March 26, 2001
WILSON (JR), JOHN E
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/17/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 8/24/2001
NYSE Trading Assistant ExaminationCurrent Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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