Brian L. Linsley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Ladd Linsley was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1988. Brian had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - June 2, 2017
E*TRADE SECURITIES LLC
April 12, 2002 - August 19, 2002
WORLD GROUP SECURITIES, INC.
February 25, 2002 - April 12, 2002
WMA SECURITIES, INC.
July 17, 2000 - December 31, 2001
HARRISDIRECT LLC
July 26, 1999 - June 19, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
May 22, 1995 - January 11, 1999
ESSEX NATIONAL SECURITIES, LLC
July 9, 1993 - November 7, 1994
IFMG SECURITIES, INC.
January 8, 1992 - July 6, 1993
MARKETING ONE SECURITIES, INC.
May 21, 1991 - December 24, 1991
UBS FINANCIAL SERVICES INC.
February 26, 1991 - June 25, 1991
METROPOLITAN LIFE INSURANCE COMPANY
February 26, 1991 - June 25, 1991
MSI FINANCIAL SERVICES, INC.
February 22, 1989 - November 16, 1990
ACUMENT SECURITIES, INC.
February 4, 1989 - April 27, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 4, 1989 - April 27, 1989
PRUCO SECURITIES, LLC.
November 23, 1988 - January 9, 1989
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E*TRADE SECURITIES LLC
CRD#: 29106 / SEC#: , 8-44112
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 2996942 |
| FINN, JED | MANAGER | 5658048 |
| GREANEY, BRIAN JOSEPH | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 3274607 |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER | 4928947 |
| HENNESSY, MICHAEL S | MANAGER | 1988660 |
| JANOVER, JAMES T | MANAGER | 2818307 |
| TURNER, CHAD EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER | 6009808 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 139 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
