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Mark Charles Scharbo

CRD# 1888604·Registered 1988 - 1998
Suspended: Mark Charles Scharbo was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Mark Charles Scharbo was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1988 - 1998. Mark had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

FORTRESS FINANCIAL GROUP, LTD.·CRD# 42414
BD
Isle Of Palms, SC
March 23, 1998 - December 30, 1998
INTERNATIONAL BOND AND SHARE, INC.·CRD# 43196
BD
St. Petersburg, FL
January 27, 1998 - March 24, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
June 6, 1997 - December 31, 1997
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
April 1, 1997 - May 30, 1997
MATRIX SECURITIES CORPORATION·CRD# 30991
BD
Garden City, NY
March 11, 1996 - March 12, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
April 21, 1995 - February 8, 1996
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
March 8, 1994 - April 4, 1995
ROBERT M. COHEN & CO., INC.·CRD# 21806
BD
Great Neck, NY
December 7, 1992 - March 28, 1994
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
May 1, 1992 - December 2, 1992
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 26, 1991 - April 1, 1992
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
April 8, 1991 - April 19, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 6, 1990 - January 16, 1991
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
March 1, 1989 - February 6, 1990
INVESTORS CENTER, INC.·CRD# 14670
BD
Hauppague, NY
December 20, 1988 - March 10, 1989

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Current Firm

FF
FORTRESS FINANCIAL GROUP, LTD.

FORTRESS FINANCIAL GROUP, LTD.

CRD#: 42414 / SEC#: 8-49965
BD
Terminated by SEC on 02/09/1999

Contact Information

Established

Delaware since 11/08/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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