Timothy G. Hartle

PGW FINANCIAL

ODESSA, FL

Some features on this profile are disabled

CRD#: 1888395

Professional summary

Timothy Garfield Hartle, who also goes by Tim Hartle, is a registered financial advisor currently at PGW FINANCIAL located in Odessa, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Timothy has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Hartle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-licensed insurance agent -Motto Mortgage (selling franchises). -Vice President of his HOA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Garfield Hartle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

PGW FINANCIAL

RIA

CRD#: 333607

ODESSA, FL

Past

April 29, 2020 - December 31, 2022

SUPREME ALLIANCE LLC

RIA

CRD#: 45348

Tampa, FL

Past

July 24, 2019 - December 31, 2022

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

October 9, 2017 - March 11, 2019

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Tampa, FL

Past

September 27, 2017 - March 11, 2019

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Tampa, FL

Past

November 30, 2011 - October 4, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TAMPA, FL

Past

November 29, 2011 - October 4, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TAMPA, FL

Past

March 16, 2007 - December 5, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

TAMPA, FL

Past

February 21, 2007 - December 5, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

TAMPA, FL

Past

October 27, 2006 - February 26, 2007

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

TAMPA, FL

Past

October 18, 2006 - October 25, 2006

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

TAMPA, FL

Past

July 11, 2006 - October 25, 2006

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

TAMPA, FL

Past

August 28, 2002 - June 15, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

TAMPA, FL

Past

August 22, 2002 - June 15, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

TAMPA, FL

Past

January 2, 2001 - August 21, 2002

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CLEARWATER, FL

Past

January 2, 2001 - August 21, 2002

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

January 4, 1999 - January 2, 2001

JWGENESIS FINANCIAL GROUP, INC

CRD#: 38166

BOCA RATON, FL

Past

April 11, 1996 - January 4, 1999

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

July 12, 1993 - October 24, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

March 29, 1993 - May 19, 1993

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

CLIVE, IA

Past

September 22, 1992 - March 4, 1993

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

DEERFIELD BEACH, FL

Past

May 28, 1992 - September 29, 1992

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

December 11, 1991 - June 17, 1992

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

October 3, 1991 - December 24, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 27, 1990 - August 28, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

December 14, 1989 - December 3, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Past

March 21, 1989 - November 10, 1989

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/2000

General Securities Principal Examination

Current Firm

PGW FINANCIAL

PGW FINANCIAL | PGW FINANCIAL LLC

CRD#: 333607 / SEC#:

Florida

Registered Investment Advisory firm - (11/21/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Odessa, FL

Mailing Address

Phone number

(727) 692-5866

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy G. Hartle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Garfield Hartle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUPREME ALLIANCE LLC

SUPREME ALLIANCE LLC

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST SECURITIES, L.L.C.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

J.P. TURNER & COMPANY, L.L.C.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

JWGENESIS FINANCIAL GROUP, INC

CHATFIELD DEAN & CO., INC.

CHATFIELD DEAN & CO., INC.

DEWAAY FINANCIAL NETWORK, LLC

TUSCANY EQUITY MANAGEMENT CORPORATI0N

PARAGON CAPITAL MARKETS, INC.

FIRST ASSET MANAGEMENT, INC.

LEHMAN BROTHERS INC.

CHATFIELD DEAN & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/1999

Series 63

Date: 11/2/1988

SIE

Date: 10/1/2018

Series 7

Date: 3/18/1989

Series 24

Date: 9/21/2000

Current Firm

PGW FINANCIAL

Contact information

Documents

Red Flags

Company Information

PGW FINANCIAL

TRUST BUT VERIFY

Similar Advisors