James G. Blumer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Gordon Blumer was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1988. James had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 1990 - April 2, 1991
ELAN SECURITIES, INC.
May 8, 1990 - August 27, 1990
CAPITOL SECURITIES MANAGEMENT, INC.
October 20, 1988 - October 4, 1989
HERITAGE FINANCIAL INVESTMENTS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ELAN SECURITIES, INC.
CRD#: 23014 / SEC#: , 8-40127
Contact information
Documents
Red Flags
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