DK
Dana S. Kubiak
FNB WEALTH MANAGEMENT
Erie, PA 16501
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CRD#: 1888233
DK
Professional summary
Dana Stephen Kubiak is a registered financial advisor currently at FNB WEALTH MANAGEMENT located in Erie, Pennsylvania.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Dana has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WATSON MEMROIAL HOME - 1200 CONEWANGO AVENUE, WARREN, PA 16365 / BOARD MEMBER - CHAIRMAN OF THE FINANCE COMMITTEE, DOES NOT EXERCISE INDIVIDUAL OVERSIGHT OF INVESTMENTS, WHICH VESTS WITH THE BOARD OF DIRECTORS AND TREASURER. AS A MEMBER OF THE BOARD MR. KUBIAK EXERCISES VOTING AUTHORITY ON INVESTMENT MANAGERS / 6/1997 - PRESENT / 4 HOURS A MONTH POSSIBLY DURING MARKET HOURS
CRARY HOME - 512 LIBERTY STREET, WARREN, PA 16365 / BOARD MEMBER, MEMBER OF THE FINANCE COMMITTE BUT DOES NOT EXERCISE INDIVIDUAL OVERSIGHT OF INVESTMENTS, WHICH VESTS WITH THE BOARD OF DIRECTORS. AS A MEMBER OF THE BOARD MR. KUBIAK EXERCISES VOTING AUTHORITY ON INVESTMENT MANAGERS / 6/1997 - PRESENT / 1 HOUR A MONTH POSSIBLY DURING MARKET HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Dana Stephen Kubiak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2018 - Present
FNB WEALTH MANAGEMENT
Office #1: 711 State Street 2nd Floor, Erie, PA 16501RIA
CRD#: 109515
Erie, PA
Past
June 21, 2016 - March 21, 2017
NORTHWEST ADVISORS, INC.
RIA
CRD#: 154032
Erie, PA
Past
April 5, 1989 - December 31, 1989
FINANCIAL INVESTMENT ANALYSTS, INC.
BD
CRD#: 16010
Past
October 19, 1988 - December 7, 1988
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FNB WEALTH MANAGEMENT
F.N.B. INVESTMENT ADVISORS INC | PROMISTAR INVESTMENT ADVISORS INC | FNB WEALTH MANAGEMENT
CRD#: 109515 / SEC#: 801-56609
RIA
Registered Investment Advisory firm - (7/6/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/13/2018)
IAR
Texas(5/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FW
FNB WEALTH MANAGEMENT
F.N.B. INVESTMENT ADVISORS INC | PROMISTAR INVESTMENT ADVISORS INC | FNB WEALTH MANAGEMENT
CRD#: 109515 / SEC#: 801-56609
RIA
Registered Investment Advisory firm - (7/6/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
626 Washington Place, Pittsburgh, PA 15219
Mailing Address
Phone number
(855) 688-0001
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 6,703,955,512 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2024 | ||
| 12/20/2023 | ||
| 02/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
