Christina J. Sciotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Johanna Sciotto, who also goes by Christiana Johanna Given, Christina Johanna Given, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1989. Christina had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2009 - November 5, 2012
CTC, LLC
June 6, 2008 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1990 - December 14, 1990
CM&M FUTURES INC.
May 30, 1990 - February 20, 1991
HSBC SECURITIES (USA) INC.
December 21, 1989 - January 3, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
