Scott A. Casselberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Allen Casselberry, who also goes by Scott A Casselberry, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1988. Scott had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2021 - April 10, 2023
VISION 4 FUND DISTRIBUTORS
July 6, 2017 - June 17, 2019
BLUEROCK CAPITAL MARKETS LLC
January 18, 2017 - June 27, 2017
FIRST DOMINION CAPITAL CORP.
May 19, 2015 - January 10, 2017
SALIENT CAPITAL ADVISORS, LLC
May 19, 2015 - January 10, 2017
SALIENT CAPITAL L.P.
March 20, 2012 - May 14, 2015
VIRTUS INVESTMENT ADVISERS, LLC
March 25, 2008 - May 14, 2015
VP DISTRIBUTORS LLC
November 26, 1997 - March 3, 2008
COREBRIDGE CAPITAL SERVICES, INC.
June 24, 1996 - September 19, 1997
NORTHSTAR DISTRIBUTORS, INC.
July 2, 1991 - April 10, 1996
WOODBURY FINANCIAL SERVICES, INC.
October 4, 1989 - November 27, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 1989 - August 10, 1989
BLINDER, ROBINSON & CO., INC.
October 28, 1988 - May 1, 1989
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
