Daniel H. Phillips

MICHELS FAMILY FINANCIAL

Granbury, TX 76049

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CRD#: 1888151

Professional summary

Daniel Hall Phillips, CFP®, who also goes by Dan Phillips, is a registered financial advisor currently at MICHELS FAMILY FINANCIAL, LLC located in Granbury, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Daniel has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Phillips

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) COMMERCIAL RENTAL PROPERTY, OWNER, GRANBURY, TX, 8/2008, Hours per week: 1, Hours during trading: 0, 2.) DHP & ASSOCIATES, OWNER, GRANBURY, TX, 2/2024, Hours per week: 1, Hours during trading: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Hall Phillips's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 20, 2023 - Present

MICHELS FAMILY FINANCIAL, LLC

Office #1: 4800 Acton Hwy, Granbury, TX 76049

RIA

CRD#: 319311

Granbury, TX

Past

March 8, 2021 - April 21, 2021

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

Granbury, TX

Past

March 5, 2021 - April 21, 2021

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

Granbury, TX

Past

April 4, 2007 - March 2, 2021

EDWARD JONES

RIA

CRD#: 250

GRANBURY, TX

Past

November 23, 1988 - March 2, 2021

EDWARD JONES

CRD#: 250

GRANBURY, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MICHELS FAMILY FINANCIAL, LLC

CRD#: 319311 / SEC#: 801-125881

RIA

Registered Investment Advisory firm - (6/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Current Firm

MICHELS FAMILY FINANCIAL, LLC

CRD#: 319311 / SEC#: 801-125881

RIA

Registered Investment Advisory firm - (6/15/2022 Approved)

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Contact information

Main Address

6000 Western Place, Suite 380, Fort Worth, TX 76107

Mailing Address

Phone number

(817) 719-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,267
AUM (Assets Under Management)	$ 303,503,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel H. Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Hall Phillips's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MICHELS FAMILY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2007

Series 63

Date: 12/19/1988

Series 7TO

Date: 3/26/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

Current Firm

MICHELS FAMILY FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MICHELS FAMILY FINANCIAL, LLC

TRUST BUT VERIFY

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