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Salvatore S. Marasa

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CRD#: 1888057
SM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Salvatore Silvio Marasa, who also goes by Salvatore Silvia Marasa, was a registered financial professional .

Salvatore is a previously registered financial professional and started their career in finance in 1989. Salvatore had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Salvatore Silvia Marasa

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 14, 1998 - December 22, 1999

GLENN MICHAEL FINANCIAL, INC.

BD
CRD#: 37912
MELVILLE, NY
Past

February 5, 1996 - December 16, 1997

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

September 3, 1993 - January 31, 1996

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
LOS ANGELES, CA
Past

August 19, 1992 - September 28, 1993

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY
Past

January 7, 1991 - September 23, 1992

A.J. MICHAELS & CO., LTD.

BD
CRD#: 19883
HAUPPAUGE, NY
Past

December 7, 1990 - January 3, 1991

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

November 24, 1990 - December 7, 1990

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

July 25, 1990 - November 30, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO
Past

March 23, 1990 - July 27, 1990

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

March 16, 1989 - April 27, 1990

BARRETT DAY SECURITIES, INC.

BD
CRD#: 17717
NEW YORK, NY
Past

January 24, 1989 - March 10, 1989

INVESTORS CENTER, INC.

BD
CRD#: 14670

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/3/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


GM
GLENN MICHAEL FINANCIAL, INC.
GLENN MICHAEL FINANCIAL, INC.

CRD#: 37912 / SEC#: , 8-47988

BD
Cancelled by SEC on 10/04/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 05/18/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GMF HOLDING CORP.SHAREHOLDER
AULLETTA, GARY GLENNGENERAL PRINCIPAL8790
BENOWITZ, ROBERT LAWRENCEHEAD TRADER2181059
KAVANAGH, JOSEPH ROBERTGENERAL PRINCIPAL1348454
LANAIA, FRANCINE ANNVICE PRESIDENT, COMPLIANCE DIRECTOR1415689
LANAIA, GLENN MICHAELPRESIDENT, FINOP1122707
MERKENT, JOHN EDWARDSROP1878878

Disclosures


Regulatory Event6
Civil Event1
Arbitration7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLENN MICHAEL FINANCIAL, INC.

CRD#: 37912

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