Stephen P. Moran
Professional summary
Stephen Park Moran is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Blairsville, Pennsylvania.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1988. Stephen has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Park Moran's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2026 - Present
TRUSTMONT FINANCIAL GROUP, INC.
November 2, 2004 - August 6, 2026
FORTUNE FINANCIAL SERVICES, INC.
September 18, 2003 - October 29, 2004
BLUE VASE SECURITIES, LLC
October 18, 2002 - October 29, 2004
BLUE VASE SECURITIES, LLC
August 19, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 19, 1992 - October 22, 2002
EQUITABLE ADVISORS, LLC
November 30, 1988 - July 14, 1992
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2026)
(8/7/2026)
(8/7/2026)
(8/6/2026)
(8/7/2026)
(8/7/2026)
Exams
FINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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