Daniel M. Perucki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Michael Perucki was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 7 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2003 - October 31, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 15, 2002 - June 18, 2003
ICAP SECURITIES USA LLC
September 20, 2000 - December 7, 2000
INTERCAPITAL INTERNATIONAL INC.
October 27, 1999 - January 25, 2002
ICAP SECURITIES USA LLC
October 27, 1999 - June 17, 2003
INTERCAPITAL SECURITIES LLC
July 13, 1998 - September 20, 2000
INTERCAPITAL INTERNATIONAL INC.
April 26, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
April 26, 1996 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
March 8, 1994 - April 26, 1996
SFI INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/7/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
