Frances E. Tuite

SANKOTA CAPITAL LLC

CHICAGO, IL 60607

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CRD#: 1887822

Professional summary

Frances Elizabeth Tuite, who also goes by Frances Elizabeth Johnson, Frances Elizabeth Tuite Johnson, is a registered financial advisor currently at SANKOTA CAPITAL LLC located in Chicago, Illinois.

Frances is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Frances has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frances Elizabeth Johnson | Frances Elizabeth Tuite Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Co-Manager of Buchanan Craft, LLC (dba River St. Joe) since 05/2016 - organic brewery and restaurant (not investment-related) - 3 hrs/week on weekends. Address is 15475 Walton Rd, Buchanan, MI 49107. Owner of Flatwater Farms, LLC since 01/2014 - organic farm (not investment-related) - takes 5 hrs/week on weekends. Address is 15475 Walton Rd, Buchanan, MI 49107.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances Elizabeth Tuite's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2024 - Present

SANKOTA CAPITAL LLC

Office #1: 1550 West Carroll Avenue Unit 211-d, Chicago, IL 60607

RIA

CRD#: 333468

CHICAGO, IL

Past

July 6, 2021 - December 31, 2024

OAK FAMILY ADVISORS, LLC

RIA

CRD#: 141332

CHICAGO, IL

Past

October 7, 2017 - June 30, 2021

FAIRPOINTE CAPITAL LLC

RIA

CRD#: 156356

CHICAGO, IL

Past

January 7, 2015 - September 29, 2017

CURI CAPITAL, LLC

RIA

CRD#: 134249

CHICAGO, IL

Past

February 7, 1992 - March 31, 1994

HARRIS ASSOCIATES SECURITIES L.P.

CRD#: 6959

Past

January 24, 1989 - July 9, 1990

WILLIAM BLAIR

CRD#: 1252

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/9/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Current Firm

SANKOTA CAPITAL LLC

CRD#: 333468 / SEC#: 801-131440

RIA

Registered Investment Advisory firm - (2/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (2/5/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1550 West Carroll Avenue Unit 211-d, Chicago, IL 60607

Mailing Address

Phone number

(312) 392-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 22,184,298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frances E. Tuite

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances Elizabeth Tuite's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANKOTA CAPITAL LLC

OAK FAMILY ADVISORS, LLC

FAIRPOINTE CAPITAL LLC

CURI CAPITAL, LLC

HARRIS ASSOCIATES SECURITIES L.P.

WILLIAM BLAIR

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/1993

Series 63

Date: 2/26/1992

Series 3

Date: 6/9/1992

Series 7

Date: 1/21/1989

Current Firm

SANKOTA CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANKOTA CAPITAL LLC

TRUST BUT VERIFY

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