Eugene Farinacci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Farinacci, who also goes by Gene Farinacci, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1988. Eugene had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2012 - April 26, 2013
MSI FINANCIAL SERVICES, INC.
February 17, 2005 - March 11, 2010
TD WEALTH MANAGEMENT SERVICES INC.
August 23, 2004 - February 24, 2005
ALLSTATE FINANCIAL SERVICES, LLC
August 29, 2003 - August 9, 2004
TD WEALTH MANAGEMENT SERVICES INC.
March 7, 2000 - August 25, 2003
IFMG SECURITIES, INC.
April 15, 1999 - March 8, 2000
ESSEX NATIONAL SECURITIES, LLC
April 21, 1998 - March 22, 1999
ESSEX NATIONAL SECURITIES, LLC
December 9, 1988 - April 7, 1998
METROPOLITAN LIFE INSURANCE COMPANY
December 9, 1988 - April 7, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
