Todd A. Kerschke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Alan Kerschke was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1989. Todd had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1989 - October 20, 1997
CARGILL INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARGILL INVESTOR SERVICES, INC.
CRD#: 20745 / SEC#: , 8-38460
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARGILL, INCORPORATED | 100% OWNERSHIP OF APPLICANT | |
| CARLIN, JOHN DONAHUE | SENIOR VICE PRESIDENT | 1904165 |
| CUTLER, LINDA SUSAN | CHIEF LEGAL OFFICER | 1674999 |
| MALO, CHRISTOPHER | SENIOR VICE PRESIDENT AND DIRECTOR | 1734497 |
| O'BRIEN, SHAUN DANIEL | VICE PRESIDENT, CONTROLLER, TREASURER AND DIRECTOR | 4138175 |
| PFENDLER, BARBARA ANN | VICE PRESIDENT | 1617438 |
| STEINDEL, REBECCA SUE | CHIEF COMPLIANCE OFFICER | 1828381 |
| WAYE, JAN ROGER | SENIOR VICE PRESIDENT AND DIRECTOR | 1449058 |
| WIND, PETER CHRISTIAN | SENIOR VICE PRESIDENT | 1734500 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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