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TK

Todd A. Kerschke

Some features on this profile are disabled
CRD#: 1887593
TK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Alan Kerschke was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1989. Todd had worked at 1 firm and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 25, 1989 - October 20, 1997

CARGILL INVESTOR SERVICES, INC.

BD
CRD#: 20745
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/1989
General Securities Representative Examination

Current Firm

CI
CARGILL INVESTOR SERVICES, INC.
CARGILL INVESTOR SERVICES, INC.

CRD#: 20745 / SEC#: , 8-38460

BD
Terminated by SEC on 07/21/2002
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 10/25/1972
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CARGILL, INCORPORATED100% OWNERSHIP OF APPLICANT
CARLIN, JOHN DONAHUESENIOR VICE PRESIDENT1904165
CUTLER, LINDA SUSANCHIEF LEGAL OFFICER1674999
MALO, CHRISTOPHERSENIOR VICE PRESIDENT AND DIRECTOR1734497
O'BRIEN, SHAUN DANIELVICE PRESIDENT, CONTROLLER, TREASURER AND DIRECTOR4138175
PFENDLER, BARBARA ANNVICE PRESIDENT1617438
STEINDEL, REBECCA SUECHIEF COMPLIANCE OFFICER1828381
WAYE, JAN ROGERSENIOR VICE PRESIDENT AND DIRECTOR1449058
WIND, PETER CHRISTIANSENIOR VICE PRESIDENT1734500

Disclosures

Regulatory Event17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARGILL INVESTOR SERVICES, INC.

CRD#: 20745

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