Michael C. Bernhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Bernhardt, who also goes by Michael Charles Bernhart, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - January 22, 2016
LEGEND ADVISORY, LLC
May 31, 1996 - January 22, 2016
LEGEND EQUITIES CORPORATION
September 27, 1989 - May 31, 1996
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 8, 1989 - October 3, 1989
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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