Jeanne G. Sullivan

FINANCIALLY IN TUNE

Stoneham, MA 02180

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CRD#: 1887387

Professional summary

Jeanne Gibson Sullivan, CFP®, who also goes by Jeanne Gibson, is a registered financial advisor currently at FINANCIALLY IN TUNE located in Stoneham, Massachusetts.

Jeanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jeanne has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Biography

Financially in Tune, LLC is an independent financial planning and investment management firm, founded in 2011 by Jeanne Gibson Sullivan, CFP. Our sole focus is to develop customized financial planning and investment solutions for our clients' personal, retirement and charitable goals.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Do you have an area of expertise or specialization?

College/Education Planning

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Special Needs Planning

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

Jeanne Gibson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanne Gibson Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

February 14, 2011 - Present

FINANCIALLY IN TUNE

Office #1: 92 Montvale Avenue Suite 2050, Stoneham, MA 02180

RIA

CRD#: 156200

Stoneham, MA

Past

August 6, 1997 - April 3, 2000

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

February 25, 1996 - December 31, 2010

BACK BAY FINANCIAL GROUP, INC.

RIA

CRD#: 108070

BOSTON, MA

Past

November 3, 1995 - May 20, 1997

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

February 15, 1994 - April 22, 1994

BAYBANKS BROKERAGE SERVICES, INC.

CRD#: 17536

Past

June 14, 1990 - November 5, 1993

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

November 23, 1988 - August 3, 1989

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIALLY IN TUNE

FINANCIALLY IN TUNE | FINANCIALLY IN TUNE, LLC

CRD#: 156200 / SEC#: 801-117891

RIA

Registered Investment Advisory firm - (1/6/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (1/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1997

General Securities Principal Examination

Current Firm

FINANCIALLY IN TUNE

FINANCIALLY IN TUNE | FINANCIALLY IN TUNE, LLC

CRD#: 156200 / SEC#: 801-117891

RIA

Registered Investment Advisory firm - (1/6/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (1/8/2020 Terminated)

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Contact information

Main Address

92 Montvale Avenue Suite 2050, Stoneham, MA 02180

Mailing Address

Phone number

(781) 587-0582

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIALLY IN TUNE 2018 ADV PART 2 BROCHURE (COMBINED) (2/14/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 273,928,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jeanne G. Sullivan

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanne Gibson Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUNDS DISTRIBUTOR, LLC

BACK BAY FINANCIAL GROUP, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

BAYBANKS BROKERAGE SERVICES, INC.

FUNDS DISTRIBUTOR, LLC

FIDELITY DISTRIBUTORS CORPORATION

Primary Firm SEC Registration

FINANCIALLY IN TUNE

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/1996

Series 63

Date: 12/9/1988

Series 7

Date: 11/19/1988

Series 24

Date: 10/20/1997

Current Firm

FINANCIALLY IN TUNE

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIALLY IN TUNE

TRUST BUT VERIFY

Contact information

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