William N. Westhoff

LAKEVIEW INVESTMENT ADVISORS

Plymouth, MN

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CRD#: 1887382

Professional summary

William Norman Westhoff, who also goes by Bill Westhoff, is a registered financial advisor currently at LAKEVIEW INVESTMENT ADVISORS, LLC located in Plymouth, Minnesota.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 4 firms and has passed the Series 65 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Westhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Norman Westhoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2013 - Present

LAKEVIEW INVESTMENT ADVISORS, LLC

RIA

CRD#: 122928

Plymouth, MN

Past

July 1, 1998 - October 14, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

January 26, 1989 - May 20, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 26, 1989 - May 20, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/11/2013)

IAR

Texas
(12/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2002

Uniform Investment Adviser Law Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/1989

General Securities Principal Examination

Current Firm

LAKEVIEW INVESTMENT ADVISORS, LLC

CRD#: 122928 / SEC#:

Michigan

Registered Investment Advisory firm - (4/30/2025 Approved)

Minnesota

Registered Investment Advisory firm - (10/28/2002 Approved)

Texas

Registered Investment Advisory firm - (12/12/2017 Conditional Restricted)

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Contact information

Main Address

Plymouth, MN

Mailing Address

Phone number

(612) 616-5440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 46,521,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William N. Westhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Norman Westhoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKEVIEW INVESTMENT ADVISORS, LLC

SECURIAN FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2002

Series 24

Date: 1/26/1989

Current Firm

LAKEVIEW INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAKEVIEW INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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