DD
David K. Darby
AGH WEALTH ADVISORS
Galena, MO
Some features on this profile are disabled
CRD#: 1887305
DD
Professional summary
David Kurth Darby is a registered financial advisor currently at AGH WEALTH ADVISORS, LLC located in Galena, Missouri and LPL FINANCIAL LLC located in Wichita, Kansas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/04/2008 - REGISTERED INVESTMENT ADVISOR DBA - AGH WEALTH ADVISORS, LLC - RIA TO RIA AGH WEALTH ADVISORS, LLC - TIME SPENT 20% - WICHITA, KS. 2. 05/05/2009 - NON-VARIABLE INSURANCE - INSIGHT WEALTH STRATEGIES, LLC - AGENT OF, SALES OF LIFE INSURANCE PRODUCTS. - TIME SPENT 2% - WICHITA, KS. 3. 05/08/2009 - AGH Wealth Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 12/12/2013 - AGH Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 12/19/2013 - AGH EMPLOYER SOLUTIONS - Investment Related - Third Party Administrator (TPA) - Time Spent 10% - DBA FOR PAYROLL, HR AND RETIREMENT PLAN ACCOUNTING SERVICES. THESE ARE SERVICES THAT ARE PRESENTLY OFFERED AS PART OF ANOTHER APPROVED OBA ALLEN, GIBBS & HOULIK, LC. THERE WILL BE NO SECURITIES OR INSURANCE OFFERED OR SOLD UNDER THIS DBA. 6. 10/18/2017 - Allen, Gibbs & Houlik L.C. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 05/27/2008 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 09/14/2021 - AGH Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through AGH Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 09/02/2021 - AGH Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Kurth Darby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2008 - Present
AGH WEALTH ADVISORS, LLC
RIA
CRD#: 146796
Galena, MO
Current
June 11, 2008 - Present
LPL FINANCIAL LLC
Office #1: 301 N Main Street Suite 1700, Wichita, KS 67202-4817RIA
BD
CRD#: 6413
Wichita, KS
Past
June 17, 2008 - November 30, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
GALENA, MO
Past
January 13, 2005 - June 16, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WICHITA, KS
Past
May 16, 2001 - January 30, 2002
INTRUST BROKERAGE INC.
BD
CRD#: 43502
WICHITA, KS
Past
May 21, 1998 - December 1, 2000
COMMERCE BROKERAGE SERVICES, INC.
BD
CRD#: 17140
CLAYTON, MO
Past
June 17, 1996 - August 21, 1996
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 17, 1995 - June 20, 1996
AFFILIATED FINANCIAL SERVICES, INC.
BD
CRD#: 17647
Past
July 22, 1991 - March 14, 1995
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 21, 1990 - July 12, 1991
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
Past
October 19, 1988 - January 3, 1989
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AGH WEALTH ADVISORS, LLC
AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT
CRD#: 146796 / SEC#: 801-69091
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/16/2024)
RR
California(9/21/2020)
RR
Colorado(3/16/2009)
RR
Illinois(7/21/2014)
RR
Kansas(6/11/2008)
RR
Missouri(6/12/2008)
IAR
Missouri(3/1/2021)
RR
Oklahoma(1/21/2025)
IAR
Texas(4/3/2009)
RR
Texas(6/22/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AGH WEALTH ADVISORS, LLC
AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT
CRD#: 146796 / SEC#: 801-69091
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 N. Main Street Suite 1700, Wichita, KS 67202
Mailing Address
Phone number
(316) 267-3220
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 455 |
| AUM (Assets Under Management) | $ 439,945,283 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
