David K. Darby

AGH WEALTH ADVISORS

Galena, MO

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CRD#: 1887305

Professional summary

David Kurth Darby is a registered financial advisor currently at AGH WEALTH ADVISORS, LLC located in Galena, Missouri and LPL FINANCIAL LLC located in Wichita, Kansas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kurth Darby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2008 - Present

AGH WEALTH ADVISORS, LLC

RIA

CRD#: 146796

Galena, MO

Current

June 11, 2008 - Present

LPL FINANCIAL LLC

Office #1: 301 N Main Street Suite 1700, Wichita, KS 67202-4817

RIA

CRD#: 6413

Wichita, KS

Past

June 17, 2008 - November 30, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

GALENA, MO

Past

January 13, 2005 - June 16, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

WICHITA, KS

Past

May 16, 2001 - January 30, 2002

INTRUST BROKERAGE INC.

CRD#: 43502

WICHITA, KS

Past

May 21, 1998 - December 1, 2000

COMMERCE BROKERAGE SERVICES, INC.

CRD#: 17140

CLAYTON, MO

Past

June 17, 1996 - August 21, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 17, 1995 - June 20, 1996

AFFILIATED FINANCIAL SERVICES, INC.

CRD#: 17647

Past

July 22, 1991 - March 14, 1995

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 21, 1990 - July 12, 1991

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Past

October 19, 1988 - January 3, 1989

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGH WEALTH ADVISORS, LLC

AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT

CRD#: 146796 / SEC#: 801-69091

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(2/16/2024)

California
(9/21/2020)

Colorado
(3/16/2009)

Kansas
(6/11/2008)

Missouri
(6/12/2008)

IAR

Missouri
(3/1/2021)

Oklahoma
(1/21/2025)

IAR

Texas
(4/3/2009)

Texas
(6/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/7/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AGH WEALTH ADVISORS, LLC

AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT

CRD#: 146796 / SEC#: 801-69091

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

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Contact information

Main Address

301 N. Main Street Suite 1700, Wichita, KS 67202

Mailing Address

Phone number

(316) 267-3220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGH WEALTH ADVISORS, LLC FORM ADV PART 2 BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	455
AUM (Assets Under Management)	$ 439,945,283

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David K. Darby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kurth Darby's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

INTRUST BROKERAGE INC.

COMMERCE BROKERAGE SERVICES, INC.

INVEST FINANCIAL CORPORATION

AFFILIATED FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

KEMPER FINANCIAL SERVICES, INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

AGH WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2008

Series 63

Date: 3/7/2005

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

FINRA

Current Firm

AGH WEALTH ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGH WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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