Angela M. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Marie Long was a registered financial advisor .
Angela is a previously registered financial advisor and started their career in finance in 2000. Angela had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2010 - April 28, 2010
UNITED EQUITY SECURITIES, LLC
November 17, 2008 - December 31, 2009
WORKMAN SECURITIES CORPORATION
April 14, 2003 - November 18, 2008
WOODBURY FINANCIAL SERVICES, INC.
July 8, 2002 - April 28, 2003
OSAIC FS, INC.
June 20, 2000 - April 28, 2003
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED EQUITY SECURITIES, LLC
CRD#: 47261 / SEC#: , 8-51728
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UEG, INC. | PARENT COMPANY | |
| PARK, WILLIAM BROWN | CCO | 2073037 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
