Paula J. Cooper
Professional summary
Paula Jean Cooper, who also goes by Paula Jean Sesing, Paula Jean Sesing, is a registered financial advisor currently at PTMA INVESTMENT ADVISORS located in Naperville, Illinois and PMA SECURITIES, LLC located in Naperville, Illinois.
Paula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Paula has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paula Jean Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2019 - Present
PTMA INVESTMENT ADVISORS
Office #1: 2135 Citygate Lane 7th Floor, Naperville, IL, 60563June 10, 2003 - Present
PMA SECURITIES, LLC
Office #1: 2135 Citygate Lane 7th Floor, Naperville, IL 60563Office #2: 2135 Citygate Lane 7th Floor, Naperville, IL 60563February 9, 2012 - May 31, 2019
PRUDENT MAN ADVISORS, INC.
Primary Firm SEC Registration
PTMA INVESTMENT ADVISORS
CRD#: 301973 / SEC#: 801-115313
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2003)
(5/31/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PTMA INVESTMENT ADVISORS
CRD#: 301973 / SEC#: 801-115313
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 504 |
| AUM (Assets Under Management) | $ 27,791,353,702 |
Red Flags
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