Charles R. Hardee

STRATEGIC ADVISORY SERVICES

Memphis, TN 38120

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CRD#: 1886976

Professional summary

Charles Raymond Hardee II, who also goes by Charlie Hardee II, is a registered financial advisor currently at STRATEGIC ADVISORY SERVICES located in Memphis, Tennessee and LPL FINANCIAL LLC located in Memphis, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Charles has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Hardee Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/30/2022 - Strategic Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 08/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Strategic Advisory Services, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 09/30/2024 - Strategic Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/01/2022 - 40 Hours Per Month/ During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Raymond Hardee II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2022 - Present

STRATEGIC ADVISORY SERVICES

Office #1: 6465 Quail Hollow Road Suite 301, Memphis, TN 38120

RIA

CRD#: 287984

Memphis, TN

Current

November 3, 2014 - Present

LPL FINANCIAL LLC

Office #1: 6465 N Quail Hollow Rd Ste 301, Memphis, TN 38120

RIA

CRD#: 6413

Memphis, TN

Past

June 20, 2019 - August 2, 2022

WEALTHCARE ADVISORY PARTNERS LLC

RIA

CRD#: 171976

Memphis, TN

Past

October 28, 2015 - May 2, 2019

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Memphis, TN

Past

March 16, 2015 - April 22, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEMPHIS, TN

Past

February 13, 2013 - November 17, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MEMPHIS, TN

Past

February 13, 2013 - November 17, 2014

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

March 11, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

March 3, 1997 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

September 29, 1992 - March 20, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 20, 1988 - October 13, 1992

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISORY SERVICES

CRD#: 287984 / SEC#: 801-123188

RIA

Registered Investment Advisory firm - (3/16/2022 Approved)

Tennessee

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(11/3/2014)

Florida
(11/14/2016)

Georgia
(11/3/2014)

Illinois
(9/9/2015)

Kentucky
(10/11/2021)

Mississippi
(11/3/2014)

Nebraska
(12/23/2024)

North Carolina
(12/23/2024)

Ohio
(10/29/2018)

Tennessee
(11/3/2014)

IAR

Tennessee
(7/26/2022)

Texas
(11/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRATEGIC ADVISORY SERVICES

CRD#: 287984 / SEC#: 801-123188

RIA

Registered Investment Advisory firm - (3/16/2022 Approved)

Tennessee

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/3/2022 Terminated)

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Contact information

Main Address

6465 Quail Hollow Road Suite 301, Memphis, TN 38120

Mailing Address

Phone number

(901) 751-2025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC ADVISORY SERVICES, LLC - ADV 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 211,689,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

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Charles R. Hardee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Raymond Hardee II's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WEALTHCARE ADVISORY PARTNERS LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

Primary Firm SEC Registration

STRATEGIC ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1988

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1988

FINRA

Current Firm

STRATEGIC ADVISORY SERVICES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ADVISORY SERVICES

TRUST BUT VERIFY

Contact information

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