Jeffrey M. Schilling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Michael Schilling, who also goes by Jeff Schilling, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1988. Jeffrey had worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2011 - August 31, 2012
CHASE INVESTMENT SERVICES CORP.
February 9, 2011 - August 31, 2012
CHASE INVESTMENT SERVICES CORP.
January 14, 2008 - January 7, 2011
TOUCHSTONE ADVISORS INC
January 11, 2008 - January 7, 2011
TOUCHSTONE SECURITIES, INC.
July 19, 2006 - January 8, 2008
ALLSTATE FINANCIAL SERVICES, LLC
January 30, 2006 - June 2, 2006
EQUITABLE ADVISORS, LLC
May 3, 2005 - June 2, 2006
EQUITABLE ADVISORS, LLC
October 12, 2004 - April 15, 2005
PNC WEALTH MANAGEMENT LLC
October 7, 2004 - April 15, 2005
PNC WEALTH MANAGEMENT LLC
January 21, 2004 - October 1, 2004
LUMENT SECURITIES, LLC
January 1, 2000 - September 16, 2004
SIMPLY MONEY ADVISORS
January 10, 1997 - January 13, 2004
OSAIC WEALTH, INC.
August 18, 1995 - March 25, 1997
H.J. MEYERS & CO., INC.
May 1, 1995 - August 30, 1995
ROBERT W. BAIRD & CO. INCORPORATED
May 1, 1995 - August 30, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 22, 1994 - September 15, 1994
H.J. MEYERS & CO., INC.
August 8, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
November 23, 1988 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHASE INVESTMENT SERVICES CORP.
CRD#: 25574 / SEC#: 801-36407, 8-41840
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE CAPITAL HOLDINGS LLC | DIRECT OWNER | |
| ADITYA, MAHESH CHATTA | BOARD MEMBER | 5586574 |
| CHABOT, ALAN JAMES | PRESIDENT & CEO, BOARD MEMBER | 2617874 |
| DAVIS, JAMES HUBER | CHIEF OPERATIONS OFFICER | 4166100 |
| DEEGAN, DANIEL ROBERT | EXECUTIVE VICE PRESIDENT | 1143339 |
| DURKEE, JEFFREY WILLIS | EXECUTIVE VICE PRESIDENT | 1009266 |
| GINDI, SOL | CFO, BOARD MEMBER | 4903526 |
| GRAY, ANNE LOUISE | SENIOR VICE PRESIDENT | 1779722 |
| HAIGIS, PHILIP HOWARD JR. | EXECUTIVE VICE PRESIDENT | 4340276 |
| JULIAN, BETH WILSON | EXECUTIVE VICE PRESIDENT | 1071047 |
| KLEINBAUM, GREGG ADAM | EXECUTIVE VICE PRESIDENT | 2555215 |
| MARTIN, KEVIN LEE | EXECUTIVE VICE PRESIDENT | 2742022 |
| PANTALEO, LAURA ANN | EXECUTIVE VICE PRESIDENT | 1501065 |
| QUINN, JOHN P | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | 5631540 |
| REED, JAMIE MATTHEW | EXECUTIVE VICE PRESIDENT | 2797383 |
| SKARDA, JOSEPH BRIEL | EXECUTIVE VICE PRESIDENT | 4288186 |
| TEPPER, ERIC DAVID | EXECUTIVE VICE PRESIDENT | 2242377 |
| WILBURN, DOUGLAS FREDERICK | CHIEF COMPLIANCE OFFICER | 1407686 |
Disclosures
| Regulatory Event | 62 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
