Gerard A. Fagnant
Professional summary
Gerard Anthony Fagnant was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerard is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Gerard had worked at 5 firms, which includes PINNACLE PRIVATE WEALTH LLC, PRIVATE ADVISOR GROUP LLC, LPL FINANCIAL LLC, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2014 - July 24, 2015
PINNACLE PRIVATE WEALTH, LLC
December 14, 2011 - May 8, 2014
PRIVATE ADVISOR GROUP, LLC
November 21, 2011 - April 24, 2015
LPL FINANCIAL LLC
October 19, 1988 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 19, 1988 - November 29, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PINNACLE PRIVATE WEALTH, LLC
CRD#: 170315 / SEC#: 801-107018
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,975 |
| AUM (Assets Under Management) | $ 820,272,001 |
Red Flags
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