Mendel M. Silber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mendel Mark Silber, who also goes by Mark Silber, was a registered financial professional .
Mendel is a previously registered financial professional and started their career in finance in 1994. Mendel had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2005 - February 1, 2024
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
August 3, 1998 - May 8, 2002
EQUIMETRICS LLC
May 26, 1994 - August 22, 2008
NOVA FUND L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
CRD#: 136113 / SEC#: , 8-66971
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
