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Thomas A. Meder

APEX CLEARING
Bridgewater, NJ 08807
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CRD#: 1886686
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Professional summary


Thomas Arthur Meder is a registered financial professional currently at APEX CLEARING CORPORATION located in Bridgewater, New Jersey and APEX FINTECH BROKERAGE SERVICES located in Bridgewater, New Jersey.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Thomas Arthur Meder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2022 - Present

APEX CLEARING CORPORATION

Office #1: 100 Somerset Corp. Blvd. 2nd Floor , Bridgewater, NJ 08807
BD
CRD#: 13071
Bridgewater, NJ
Current

January 6, 2025 - Present

APEX FINTECH BROKERAGE SERVICES

Office #1: 100 Somerset Corp. Blvd. 2nd Floor, Bridgewater, NJ 08807
BD
CRD#: 305818
Bridgewater, NJ
Past

November 17, 2021 - April 12, 2022

VELOCITY CLEARING, LLC

BD
CRD#: 126588
HAZLET, NJ
Past

December 20, 2017 - November 19, 2021

VIEWTRADE SECURITIES, INC.

BD
CRD#: 46987
Jersey City, NJ
Past

May 18, 1999 - February 24, 2016

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

June 9, 1998 - April 14, 1999

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

February 12, 1996 - April 2, 1996

BNY CAPITAL MARKETS INC.

BD
CRD#: 18303
NEW YORK, NY
Past

December 10, 1991 - July 1, 1998

BNY BROKERAGE, INC.

BD
CRD#: 17481
NEW YORK, NY
Past

November 23, 1988 - December 4, 1991

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2025)
RR
Alaska
(1/6/2025)
RR
Arizona
(1/6/2025)
RR
Arkansas
(1/6/2025)
RR
California
(1/6/2025)
RR
Colorado
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Delaware
(1/6/2025)
RR
District of Columbia
(1/6/2025)
RR
Florida
(1/6/2025)
RR
Georgia
(1/6/2025)
RR
Hawaii
(1/6/2025)
RR
Idaho
(1/6/2025)
RR
Illinois
(1/6/2025)
RR
Indiana
(1/6/2025)
RR
Iowa
(1/6/2025)
RR
Kansas
(1/6/2025)
RR
Kentucky
(1/6/2025)
RR
Louisiana
(1/6/2025)
RR
Maine
(1/6/2025)
RR
Maryland
(1/6/2025)
RR
Massachusetts
(1/6/2025)
RR
Michigan
(1/6/2025)
RR
Minnesota
(1/6/2025)
RR
Mississippi
(1/6/2025)
RR
Missouri
(1/6/2025)
RR
Montana
(1/6/2025)
RR
Nebraska
(1/6/2025)
RR
Nevada
(1/6/2025)
RR
New Hampshire
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New Mexico
(1/6/2025)
RR
New York
(5/17/2022)
RR
North Carolina
(1/6/2025)
RR
North Dakota
(1/6/2025)
RR
Ohio
(1/6/2025)
RR
Oklahoma
(1/6/2025)
RR
Oregon
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Puerto Rico
(1/6/2025)
RR
Rhode Island
(1/6/2025)
RR
South Carolina
(1/6/2025)
RR
South Dakota
(1/6/2025)
RR
Tennessee
(1/6/2025)
RR
Texas
(1/6/2025)
RR
Utah
(1/6/2025)
RR
Vermont
(1/6/2025)
RR
Virgin Islands
(1/6/2025)
RR
Virginia
(1/6/2025)
RR
Washington
(1/6/2025)
RR
West Virginia
(1/6/2025)
RR
Wisconsin
(1/6/2025)
RR
Wyoming
(1/6/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/30/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/15/1994
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


AF
APEX FINTECH BROKERAGE SERVICES
APEX DIRECT | FINTRON INVEST LLC | FINTRON INVEST | APEX FINTECH BROKERAGE SERVICES LLC | APEX FINTECH BROKERAGE SERVICES

CRD#: 305818 / SEC#: , 8-70414

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201
Mailing Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201
Phone number
(214) 765-1297
Established
New York since 08/29/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FINTRON, INC.SHAREHOLDER
DUCKWORTH, PAUL DFINOP, PRINCIPAL FINANCIAL OFFICER3202937
LOUIS-CHARLES, FRITZCEO, COO, PRINCIPAL OPERATIONS OFFICER3232698
OXLEY, MICHAEL LLOYDCCO4768393

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


APEX FINTECH BROKERAGE SERVICES

CRD#: 305818Bridgewater, NJ 08807

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