William M. Fecci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mathew Fecci, who also goes by William Mathew F, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2008 - February 2, 2016
SEIDEL & CO., LLC
March 3, 2006 - August 12, 2008
SEIDEL & CO., LLC
November 21, 2005 - March 3, 2006
AEGIS CAPITAL CORP.
March 30, 1998 - November 21, 2005
BERNARD, RICHARDS SECURITIES, INC.
April 2, 1993 - June 17, 1997
SFI INVESTMENTS, INC.
September 28, 1988 - December 12, 1988
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/17/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 4/1/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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