Eric R. Hull

EVERGREEN WEALTH ADVISORS

LAFAYETTE, CA

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CRD#: 1886611

Professional summary

Eric Richard Hull, who also goes by Eric R Hull, is a registered financial advisor currently at EVERGREEN WEALTH ADVISORS, INC. located in Lafayette, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Eric has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric R Hull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Richard Hull's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2006 - Present

EVERGREEN WEALTH ADVISORS, INC.

RIA

CRD#: 136947

LAFAYETTE, CA

Past

October 4, 2001 - December 6, 2001

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 26, 2001 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

November 15, 1994 - October 29, 1998

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

September 4, 1990 - January 1, 1993

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 10, 1990 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

May 23, 1989 - March 29, 1990

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Current Firm

EVERGREEN WEALTH ADVISORS, INC.

CRD#: 136947 / SEC#: 801-64734

RIA

Registered Investment Advisory firm - (8/16/2006 Terminated)

California

Registered Investment Advisory firm - (8/15/2006 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Lafayette, CA

Mailing Address

1990 N. California Blvd. 8th Floor, Walnut Creek, CA 94596

Phone number

(925) 293-2778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 91,771,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric R. Hull

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Richard Hull's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERGREEN WEALTH ADVISORS, INC.

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

FIRST FUND DISTRIBUTORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/1991

Series 7

Date: 5/20/1989

Current Firm

EVERGREEN WEALTH ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVERGREEN WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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