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Dennis J Nebera

CRD# 1886604·Registered 1988 - 2016
Previously Registered: Being a previously registered professional could mean that Dennis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dennis J Nebera was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1988 - 2016. Dennis had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Tampa, FL
July 1, 2014 - October 20, 2016
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Tampa, FL
January 2, 2014 - October 20, 2016
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Ft. Lauderdale, FL
February 13, 2013 - November 25, 2013
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Ft. Lauderdale, FL
April 6, 2006 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Coral Springs, FL
July 27, 2004 - April 3, 2006
PFIC SECURITIES CORPORATION·CRD# 34941
BD
Franklin, TN
June 8, 2001 - August 5, 2004
LIBERTY LIFE SECURITIES LLC·CRD# 47737
BD
Dover, NH
December 1, 1999 - June 19, 2001
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
October 19, 1988 - December 1, 1999

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Current Firm

UF
USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL PLANNING NETWORK | USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. | USAA FINANCIAL PLANNING SERVICES | USAA FINANCIAL PLANNING NETWORK, INC. | USAA FINANCIAL PLANNING NETWORK INC

CRD#: 106352 / SEC#: 801-53347

Contact Information

Main Address

9800 Fredericksburg Road, San Antonio, TX 78288-0227

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/31/2017)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2000About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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