Dennis J. Nebera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis J Nebera was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1988. Dennis had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2014 - October 20, 2016
USAA FINANCIAL PLANNING SERVICES
January 2, 2014 - October 20, 2016
USAA FINANCIAL ADVISORS, INC.
February 13, 2013 - November 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
April 6, 2006 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
July 27, 2004 - April 3, 2006
MORGAN KEEGAN & COMPANY, LLC
June 8, 2001 - August 5, 2004
PFIC SECURITIES CORPORATION
December 1, 1999 - June 19, 2001
LIBERTY LIFE SECURITIES LLC
October 19, 1988 - December 1, 1999
IFMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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