WK
Wallace J. Kennedy
MFG INVESTMENTS
MEDFORD, NJ 08055
Some features on this profile are disabled
CRD#: 1886437
WK
Professional summary
Wallace Joseph Kennedy, who also goes by Wallace Kennedy, Wally Kennedy, is a registered financial advisor currently at MFG INVESTMENTS, LLC located in Medford, New Jersey and OSAIC WEALTH, INC. located in Medford, New Jersey.
Wallace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Wallace has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wallace Kennedy | Wally Kennedy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE -POSITION: Insurance Agent NATURE: Insurance; INVESTMENT RELATED; ADDRESS: 150 Himmelein Rd, Medford NJ ; NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1994; DESCRIPTION: Insurance planning. 2. MFG INVESTMENTS, LLC -POSITION: Owner and President NATURE: MFG Investments, LLC Registered Investment Advisory Firm; INVESTMENT RELATED: Yes ;NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/15/1999 ADDRESS: 150 Himmelein Road, Ste 9, Medford NJ 08055 DESCRIPTION: Investments / planning / asset allocation. 3. MFG INVESTMENT PODCAST; POSITION: Help educate people with financial planning / investments; NATURE: Podcast on Investments and Basketball INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 150 Himmelein Rd, The Barn, Medford ,NJ 08055 ; DESCRIPTION: Podcast we talk about financial planning / Investments / and Basketball. 4. THE BARN; Medford NJ 08055 DESCRIPTION: owner of Building 15% of the blue barn 150 Himmelein Rd., Medford, NJ 08055; 85% owner is Dan Padden. 5. OSAIC WEALTH, INC; Investment Related; 21 Village Green Dr., #104, Ocean View, Delaware, 19970; Broker/Dealer; Registered Representative; Start: 06/2024; NUMBER OF HOURS: 20 ;SECURITIES TRADING HOURS 6. CHAMBER OF COMMERCE POSITION: member NATURE: Chamber of Commerce non profit, INVESTMENT RELATED: No; NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2024 ADDRESS: 36913 Coastal Highway, Fenwick Island DE 19944, United States; DESCRIPTION: member of the Chamber of Commerce.
CRS (Client Relationship Summary) - RIA
Click below to view Wallace Joseph Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2005 - Present
MFG INVESTMENTS, LLC
Office #1: 150 Himmelein Rd, Medford, NJ 08055Office #2: 21 Village Green Dr., Suite 104, Ocean View, DE 19970RIA
CRD#: 125122
MEDFORD, NJ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 150 Himmelein Road Suite 9, Medford, NJ 08055Office #2: 21 Village Green Dr Store 104, Ocean View, DE 19970RIA
BD
CRD#: 23131
MEDFORD, NJ
Past
September 18, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MEDFORD, NJ
Past
February 2, 2005 - December 22, 2010
MEDFORD FINANCIAL GROUP, LLC
RIA
CRD#: 122521
MEDFORD, NJ
Past
December 4, 1996 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
MEDFORD, NJ
Past
June 9, 1994 - December 4, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 5, 1989 - December 7, 1989
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MFG INVESTMENTS, LLC
MFG INVESTMENTS, LLC
CRD#: 125122 / SEC#: 801-132877
RIA
Registered Investment Advisory firm - (5/29/2025 Approved)California
Registered Investment Advisory firm - (6/29/2025 Terminated)Delaware
Registered Investment Advisory firm - (6/10/2025 Terminated)Florida
Registered Investment Advisory firm - (5/30/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/12/2025 Terminated)New Jersey
Registered Investment Advisory firm - (6/3/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/2/2025 Terminated)South Carolina
Registered Investment Advisory firm - (5/30/2025 Terminated)Texas
Registered Investment Advisory firm - (5/30/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Arkansas(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
IAR
Delaware(8/22/2023)
RR
Delaware(6/14/2024)
RR
District of Columbia(6/14/2024)
IAR
Florida(5/6/2016)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Louisiana(6/14/2024)
IAR
Maryland(3/2/2021)
RR
Maryland(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Missouri(6/14/2024)
RR
Nebraska(6/14/2024)
IAR
New Jersey(2/2/2005)
RR
New Jersey(6/14/2024)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Ohio(6/14/2024)
RR
Oklahoma(6/14/2024)
IAR
Pennsylvania(6/1/2018)
RR
Pennsylvania(6/14/2024)
IAR
South Carolina(12/21/2023)
RR
South Carolina(6/14/2024)
IAR
Texas(4/12/2022)
RR
Texas(6/14/2024)
RR
Virginia(6/14/2024)
RR
West Virginia(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MFG INVESTMENTS, LLC
MFG INVESTMENTS, LLC
CRD#: 125122 / SEC#: 801-132877
RIA
Registered Investment Advisory firm - (5/29/2025 Approved)California
Registered Investment Advisory firm - (6/29/2025 Terminated)Delaware
Registered Investment Advisory firm - (6/10/2025 Terminated)Florida
Registered Investment Advisory firm - (5/30/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/12/2025 Terminated)New Jersey
Registered Investment Advisory firm - (6/3/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/2/2025 Terminated)South Carolina
Registered Investment Advisory firm - (5/30/2025 Terminated)Texas
Registered Investment Advisory firm - (5/30/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 Himmelein Road Ste 9, Medford, NJ 08055
Mailing Address
Phone number
(609) 714-0546
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 480 |
| AUM (Assets Under Management) | $ 121,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MFG INVESTMENTS, LLC
CRD#: 125122Medford, NJ 08055TRUST BUT VERIFY
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Contact information
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