John J. Monfreda
Professional summary
John J Monfreda, CFP®, who also goes by John Joseph Monfreda, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John J Monfreda's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E. Lincoln Dr., Phoenix, AZ 85016June 12, 2006 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215June 6, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
October 21, 2004 - February 22, 2006
OBS BROKERAGE SERVICES, INC.
December 17, 2003 - March 16, 2004
EDWARD JONES
February 5, 2003 - October 3, 2003
FIFTH THIRD SECURITIES, INC.
January 4, 1990 - October 29, 2002
CHARLES SCHWAB & CO., INC.
November 8, 1988 - January 25, 1989
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2010)
(5/19/2022)
(10/2/2014)
(6/12/2006)
(3/31/2010)
(9/23/2014)
(1/9/2018)
(6/13/2006)
(5/5/2016)
(6/8/2010)
(6/13/2006)
(6/13/2006)
(2/8/2024)
(11/18/2010)
(9/24/2014)
(1/2/2014)
(5/4/2011)
(6/13/2006)
(1/3/2025)
(5/3/2011)
(9/22/2009)
(8/13/2014)
(1/3/2025)
(10/8/2020)
(5/2/2011)
(1/3/2025)
(3/27/2015)
(2/15/2024)
(6/24/2010)
(1/3/2025)
(10/1/2014)
(7/28/2015)
(5/11/2011)
(1/2/2020)
(1/2/2020)
(1/29/2024)
(1/3/2025)
(10/8/2020)
(6/12/2006)
(6/12/2006)
Exams
Series 8
Date: 2/25/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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