Andrew J. Merkin
Professional summary
Andrew Jon Merkin, who also goes by Andy Merkin, is a registered financial professional currently at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Florham Park, New Jersey.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1989. Andrew has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jon Merkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2016 - Present
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
Office #1: 30b Vreeland Road Ste 210, Florham Park, NJ 07932April 4, 2008 - May 24, 2016
APW CAPITAL, INC.
October 21, 2005 - October 23, 2006
OSAIC WEALTH, INC.
July 2, 2003 - April 15, 2004
PARK AVENUE SECURITIES LLC
March 1, 1996 - November 22, 2002
MML INVESTORS SERVICES, LLC
May 13, 1992 - October 15, 1997
NEW ENGLAND SECURITIES
February 5, 1992 - March 1, 1996
G. R. PHELPS & CO., INC.
November 19, 1989 - July 24, 1991
OSAIC WEALTH, INC.
June 20, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2022)
(5/31/2016)
(5/31/2016)
Exams
FINRA
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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