Michael G. Hegyan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Hegyan JR, who also goes by Michael George Hegyan, Michael George Hegyan Jr, Michael George Hegyan Jr., was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1990. Michael had worked at 24 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - February 13, 2014
AMERICAN TRUST INVESTMENT SERVICES, INC.
October 31, 2013 - December 20, 2013
FOREST SECURITIES,INC.
May 28, 2009 - November 17, 2009
OPPENHEIMER & CO. INC.
February 25, 2009 - April 17, 2009
NATIONAL SECURITIES CORPORATION
July 9, 2008 - January 13, 2009
GMS GROUP
May 19, 2008 - July 14, 2008
MSI FINANCIAL SERVICES, INC.
November 19, 2007 - April 18, 2008
INTEROCEAN SECURITIES LLC
July 26, 2007 - November 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 18, 2007 - November 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 18, 2006 - June 20, 2007
A. G. EDWARDS & SONS, INC.
October 26, 2004 - June 20, 2007
A. G. EDWARDS & SONS, INC.
June 7, 2004 - September 29, 2004
OBS BROKERAGE SERVICES, INC.
December 9, 2003 - May 3, 2004
CHARTER ONE SECURITIES, INC.
February 7, 2002 - June 25, 2003
QUICK & REILLY, INC.
September 30, 1999 - January 7, 2002
CITICORP INVESTMENT SERVICES
May 24, 1999 - September 8, 1999
LASALLE ST SECURITIES, L.L.C.
August 6, 1998 - April 6, 1999
BELLE HAVEN INVESTMENTS, L.P.
February 13, 1998 - July 22, 1998
UNITED CALIFORNIA SECURITIES, INC.
July 7, 1997 - October 9, 1997
NORTH AMERICAN FINANCIAL GROUP, INC.
April 2, 1996 - August 6, 1996
SEGER FINANCIAL, INC.
March 6, 1996 - March 15, 1996
IDS LIFE INSURANCE COMPANY
March 6, 1996 - March 15, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
June 28, 1993 - April 11, 1995
FIRST OF MICHIGAN CORPORATION
March 12, 1992 - August 13, 1993
UBS FINANCIAL SERVICES INC.
April 18, 1991 - March 20, 1992
MORGAN STANLEY DW INC.
October 23, 1990 - April 5, 1991
A. G. EDWARDS & SONS, INC.
June 27, 1990 - September 26, 1990
J. B. HANAUER & CO.
April 24, 1990 - July 9, 1990
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
