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Arthur S. Wiederman

WIEDERMAN & ASSOCIATES
LAGUNA BEACH, CA
Some features on this profile are disabled
CRD#: 1886012
AW

Professional summary

Arthur Stuart Wiederman, who also goes by Arthur Wiederman, is a registered financial advisor currently at WIEDERMAN & ASSOCIATES located in Laguna Beach, California.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Arthur has worked at 1 firm and has passed the Series 2 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Arthur Wiederman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CONSULTING SENIOR MANAGER AT CPA FIRM OF EIDE BAILLY, LLP. WORKING 20-25 HOURS PER WEEK YES, I AM ENGAGED IN ANOTHER BUSINESS AS AN OWNER. NAME OF THE OTHER BUSINESS: WIEDERMAN MADUROWICZ PARTNERSHIP THE BUSINESS IS NOT INVESTMENT RELATED ADDRESS: LAGUNA BEACH, CA NATURE OF THE BUSINESS: THE BUSINESS IS A DENTAL PRACTICE BROKERAGE BUSINESS-WE LIST AND SELL DENTAL PRACTICES LOCATED IN THE STATE OF CALIFORNIA. POSITION: I AM MANAGING PARTNER OF THE PARTNERSHIP START DATE OF THE BUSINESS: OCTOBER 1, 2020 IS WHEN THE PARTNERSHIP WAS FORMED APPROXIMATE NUMBER OF HOURS DEVOTED TO THE BROKERAGE BUSINESS: 40-60 HOURS PER MONTH HOURS DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS-40-60 HOURS PER MONTH DUTIES: I AM A REAL ESTATE BROKER AND WORK WITH MY PARTNER TO LIST, ADVERTISE, MARKET AND SELL DENTAL PRACTICES PRIMARILY IN SOUTHERN CALIFORNIA. I AM INVOLVED IN PREPARING THE FINANCIAL PORTIONS OF THE PROSPECTUSES, SHOWING THE PRACTICES LISTED TO PROSPECTIVE BUYERS, AND DEALING WITH BANKERS, ATTORNEYS, LANDLORDS, AND CONSULTANTS IN DOING WHAT IS NECESSARY TO CLOSE THE SALE OF THESE PRACTICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Stuart Wiederman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 9, 2018 - Present

WIEDERMAN & ASSOCIATES

RIA
CRD#: 132349
LAGUNA BEACH, CA
Past

February 1, 2012 - December 31, 2017

WIEDERMAN & ASSOCIATES

RIA
CRD#: 132349
TUSTIN, CA
Past

September 22, 2009 - December 31, 2011

WIEDERMAN & ASSOCIATES

RIA
CRD#: 132349
TUSTIN, CA
Past

January 4, 2005 - December 31, 2006

WIEDERMAN & ASSOCIATES

RIA
CRD#: 132349
TUSTIN, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/9/2018)

Exams

General Industry/Product Exam
RR
Series 2
Date: 9/22/1988
Non-Member General Securities Examination

Current Firm

W&
WIEDERMAN & ASSOCIATES
WIEDERMAN & ASSOCIATES | WIEDERMAN & ASSOCIATES, CERTIFIED PUBLIC ACCOUNTANTS, A PROFESSI | WIEDERMAN & ASSOCIATES ACCOUNTANCY CORPORATION

CRD#: 132349 / SEC#:

California
Registered Investment Advisory firm - (2/9/2018 Approved)
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Contact information

Main Address
Laguna Beach, CA
Mailing Address
Phone number
(949) 677-9481
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WIEDERMAN & ASSOCIATES

CRD#: 132349Laguna Beach, CA

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