Carl W. Marker

IMS CAPITAL MANAGEMENT

PORTLAND, OR 97266

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CRD#: 1886007

Professional summary

Carl William Marker MR. is a registered financial advisor currently at IMS CAPITAL MANAGEMENT located in Portland, Oregon and PINNACLE WEALTH ADVISORS located in Portland, Oregon.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Carl has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OTTY PROPERTIES MANAGES A COUPLE OF APARTMENTS. CARL IS THE SOLE BUSINESS PERSON INVOLVED AND SPENDS A COUPLE OF HOURS A WEEK WORKING WITH THIS. IT STARTED A COUPLE OF YEARS AGO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl William Marker MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 1989 - Present

IMS CAPITAL MANAGEMENT

Office #1: 8995 Se Otty Road, Portland, OR 97266

RIA

CRD#: 105939

PORTLAND, OR

Current

October 28, 2025 - Present

PINNACLE WEALTH ADVISORS

Office #1: 8995 Se Otty Road, Portland, OR 97086

RIA

CRD#: 117517

Portland, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE WEALTH ADVISORS

CRD#: 117517 / SEC#: 801-116763

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Washington

Registered Investment Advisory firm - (6/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/31/2005)

IAR

Oregon
(3/13/1989)

IAR

Texas
(4/3/2007)

IAR

Texas
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/4/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINNACLE WEALTH ADVISORS

CRD#: 117517 / SEC#: 801-116763

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Washington

Registered Investment Advisory firm - (6/11/2019 Terminated)

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Contact information

Main Address

9200 Se Sunnybrook Boulevard Suite 170, Clackamas, OR 97015

Mailing Address

Phone number

(503) 654-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE WEALTH ADVISORS, INC. - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,644
AUM (Assets Under Management)	$ 461,414,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Carl W. Marker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl William Marker MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

IMS CAPITAL MANAGEMENT

PINNACLE WEALTH ADVISORS

Primary Firm SEC Registration

PINNACLE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1988

Series 6

Date: 10/4/1988

Current Firm

PINNACLE WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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