Herbert J. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert James Lynch, who also goes by Skip Lynch, was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1989. Herbert had worked at 5 firms and has passed the SIE and Series 72 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2011 - January 7, 2020
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
September 17, 1999 - July 20, 2000
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
April 29, 1994 - December 12, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
September 30, 1993 - May 4, 1994
DEUTSCHE BANK SECURITIES INC.
January 31, 1989 - September 30, 1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 7/22/2010
Government Securities Representative ExaminationCurrent Firm
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
CRD#: 154487 / SEC#: , 8-68642
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRACKENWOOD HOLDINGS LIMITED | CORP | |
| SOUTHWOOD SERVICES LIMITED | CORP | |
| ALI, ABDULELAH ABDUL MUKRED | MANAGER | 5826783 |
| BAJAMAL, OMAR ABDULKADER | MANAGER | 1665572 |
| MANSOUR, HEDAYAT | ASSISTANT SECRETARY | 2375005 |
| PETROCELLI, ROBERT ALBERT | CHIEF COMPLIANCE OFFICER, PFO, POO | 1686118 |
| PETROCELLI, ROBERT ALBERT | MEMBER MANAGER, PRESIDENT, SECRETARY, TREASURER | 1686118 |
| SMITH, LAWRENCE GEORGE | MANAGER | 1726994 |
| STRUMWASSER, STEVEN DAVID | ASSISTANT TREASURER | 1198005 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
