Deborah J. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Jordan Williams, who also goes by Debbie Jordan, Deborah C Jordan, Debroah C Jordan, Deborah J Mcgee, Deborah Jordan Mcgee, Debbie Williams, Deborah J Williams, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1988. Deborah had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2022 - September 12, 2025
ALLY INVEST ADVISORS
March 31, 2022 - September 12, 2025
ALLY INVEST SECURITIES LLC
June 1, 2017 - February 24, 2022
OSAIC FS, INC.
June 1, 2017 - February 24, 2022
OSAIC FS, INC.
July 30, 2010 - March 15, 2017
EQUITABLE ADVISORS, LLC
April 20, 2010 - March 15, 2017
EQUITABLE ADVISORS, LLC
October 17, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 17, 1988 - May 8, 2000
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
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