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Philip C. Mcglumphy

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CRD#: 1885862
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Philip Campbell Mcglumphy, who also goes by Cam Mcglumphy, was a registered financial professional .

Philip is a previously registered financial professional and started their career in finance in 1988. Philip had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cam Mcglumphy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 20, 2017 - December 11, 2019

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
CHANDLER, AZ
Past

April 7, 2008 - August 3, 2015

TRUSTMONT FINANCIAL GROUP, INC.

BD
CRD#: 18312
GREENSBURG, PA
Past

August 18, 2005 - May 5, 2006

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

November 10, 2000 - November 14, 2003

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

March 22, 1994 - November 20, 2000

JOSEPH CHARLES & ASSOC., INC.

BD
CRD#: 3949
BOCA RATON, FL
Past

April 2, 1993 - March 18, 1994

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

April 26, 1990 - April 5, 1993

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
DENVER, CO
Past

December 20, 1988 - April 27, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2012
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CS
CENTER STREET SECURITIES, INC.
CENTER STREET SECURITIES, INC. | ELLIOTT FINANCIAL SERVICES, INC.

CRD#: 26898 / SEC#: , 8-42786

BD
Terminated by SEC on 01/27/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Louisiana since 06/01/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CENTER STREET HOLDINGS INC.DIRECT OWNER
ONESTO, RICHARD ERNESTFINOP2453096
POLLARD, DONALD ROBERTCHIEF EXECUTIVE OFFICER
POLLARD, DONALD ROBERTROP
ROMANO, MICHAEL ANTHONYCHIEF COMPLIANCE OFFICER734293

Disclosures


Regulatory Event6
Criminal1
Arbitration7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTER STREET SECURITIES, INC.

CRD#: 26898

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