Marc I. Lesser

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CRD#: 1885646

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marc Ira Lesser was a registered financial professional .

Marc is a previously registered financial professional and started their career in finance in 1988. Marc had worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 6, 2010 - January 4, 2022

FIRST FINANCIAL COACHING, INC.

RIA

CRD#: 152070

MARINA DEL REY, CA

Past

January 21, 2003 - December 31, 2009

OSAIC FS, INC.

RIA

CRD#: 3870

CALABASAS, CA

Past

October 18, 2002 - December 31, 2009

OSAIC FS, INC.

CRD#: 3870

CALABASAS, CA

Past

March 22, 1999 - November 7, 2001

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

December 11, 1996 - December 2, 1998

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

September 23, 1992 - December 16, 1994

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 16, 1991 - June 28, 1991

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

October 19, 1988 - February 6, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST FINANCIAL COACHING, INC.

FFC | YOUR FINANCIAL COACH, INC. | FIRST FINANCIAL COACHING, INC. | FIRST FINANCIAL COACHING

CRD#: 152070 / SEC#: 801-128612

RIA

Registered Investment Advisory firm - (8/30/2023 Approved)

Arizona

Registered Investment Advisory firm - (9/5/2023 Terminated)

California

Registered Investment Advisory firm - (10/5/2023 Terminated)

Delaware

Registered Investment Advisory firm - (9/6/2023 Terminated)

Florida

Registered Investment Advisory firm - (9/5/2023 Terminated)

Georgia

Registered Investment Advisory firm - (9/11/2023 Terminated)

Illinois

Registered Investment Advisory firm - (9/5/2023 Terminated)

Indiana

Registered Investment Advisory firm - (9/8/2023 Terminated)

Kentucky

Registered Investment Advisory firm - (9/5/2023 Terminated)

Michigan

Registered Investment Advisory firm - (9/19/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (9/28/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (9/5/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/5/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/5/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

FIRST FINANCIAL COACHING, INC.

FFC | YOUR FINANCIAL COACH, INC. | FIRST FINANCIAL COACHING, INC. | FIRST FINANCIAL COACHING

CRD#: 152070 / SEC#: 801-128612

RIA

Registered Investment Advisory firm - (8/30/2023 Approved)

Arizona

Registered Investment Advisory firm - (9/5/2023 Terminated)

California

Registered Investment Advisory firm - (10/5/2023 Terminated)

Delaware

Registered Investment Advisory firm - (9/6/2023 Terminated)

Florida

Registered Investment Advisory firm - (9/5/2023 Terminated)

Georgia

Registered Investment Advisory firm - (9/11/2023 Terminated)

Illinois

Registered Investment Advisory firm - (9/5/2023 Terminated)

Indiana

Registered Investment Advisory firm - (9/8/2023 Terminated)

Kentucky

Registered Investment Advisory firm - (9/5/2023 Terminated)

Michigan

Registered Investment Advisory firm - (9/19/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (9/28/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (9/5/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/5/2023 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/5/2023 Terminated)

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Contact information

Main Address

144 South Main St., Mt. Clemens, MI 48043

Mailing Address

Phone number

(586) 463-1880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,877
AUM (Assets Under Management)	$ 279,664,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc I. Lesser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC FS, INC.

OSAIC FS, INC.

AMERITAS INVESTMENT COMPANY, LLC

JOHN HANCOCK DISTRIBUTORS LLC

GUARDIAN INVESTOR SERVICES LLC

WADDELL & REED

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

FIRST FINANCIAL COACHING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2002

Series 7

Date: 10/15/1988

Current Firm

FIRST FINANCIAL COACHING, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST FINANCIAL COACHING, INC.

TRUST BUT VERIFY

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