Raymond P. Bradley

BRADLEY ADVISORY

STEVENS, PA 17578

Some features on this profile are disabled

CRD#: 1885402

Professional summary

Raymond Paul Bradley, ChFC®, CLU® is a registered financial advisor currently at BRADLEY ADVISORY located in Stevens, Pennsylvania and AUSDAL FINANCIAL PARTNERS, INC. located in Stevens, Pennsylvania.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Raymond has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INVESTMENT ADVISORY AND LIFE/HEALTH INSURANCE PRACTICE; STEVENS, PA; INVESTMENT ADVICE AND FINANCIAL PLANNING FOR INSURANCE; OWNER; 02/94-PRESENT; 20-30 HOURS PER MONTH; 20-30 HRS/MONTH DURING TRADING HOURS, INVESTMENT ADVISORY AND INSURANCE PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Paul Bradley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 11, 2024 - Present

BRADLEY ADVISORY

Office #1: 1081 North Reading Road, Stevens, PA 17578

RIA

CRD#: 122098

STEVENS, PA

Current

August 10, 2009 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 1081 North Reading Rd., Stevens, PA 17578

RIA

CRD#: 7995

Stevens, PA

Past

January 22, 1998 - August 7, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

EPHRATA, PA

Past

December 1, 1997 - February 25, 1998

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 25, 1997 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

Past

April 27, 1994 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

October 11, 1988 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 11, 1988 - March 2, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2022)

Florida
(5/5/2014)

Georgia
(9/8/2015)

Maryland
(6/4/2024)

Nevada
(4/19/2024)

New Jersey
(11/19/2015)

North Carolina
(7/30/2014)

Ohio
(3/17/2020)

Pennsylvania
(8/10/2009)

IAR

Pennsylvania
(6/11/2024)

South Carolina
(10/2/2014)

Tennessee
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRADLEY ADVISORY

BRADLEY ADVISORY | RAYMOND P. BRADLEY, CHFC

CRD#: 122098 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (4/24/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1081 North Reading Road, Stevens, PA 17578

Mailing Address

Phone number

(717) 336-0448

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	348
AUM (Assets Under Management)	$ 74,689,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Shayne Beecher

RBC CAPITAL MARKETS, LLC

IAR

Lancaster, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Raymond P. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Paul Bradley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

MUTUAL SERVICE CORPORATION

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1988

SIE

Date: 10/1/2018

Series 7

Date: 1/27/1999

Series 6

Date: 10/5/1988

Series 24

Date: 4/17/2012

FINRA

Current Firm

BRADLEY ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRADLEY ADVISORY

TRUST BUT VERIFY

Similar Advisors