Scott D. Kasper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Kasper was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - April 7, 2014
IVY DISTRIBUTORS, INC.
August 2, 2006 - April 6, 2009
IVY DISTRIBUTORS, INC.
August 2, 2006 - April 7, 2014
WADDELL & REED
March 31, 2004 - July 24, 2006
AMERICAN CENTURY INVESTMENT SERVICES INC.
March 13, 1996 - April 30, 1998
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
IVY DISTRIBUTORS, INC.
CRD#: 16496 / SEC#: , 8-34046
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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