Bashara George Haddad
Professional Summary
Bashara George Haddad, who also goes by George Haddad, is a registered financial advisor currently at CALTON & ASSOCIATES, INC. located in Duluth, Minnesota. Bashara is registered as a RR (Registered Representative) and started their career in finance in 1988. Bashara has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bashara George Haddad, George Haddad
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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ELEMENT SQUARED PRIVATE WEALTH
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Current Firm
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
Contact Information
Main Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607Phone Number
(813) 264-0440Established
Florida since 09/17/1987Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Medium# of Employees
373SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CICCATI, RANDALL LEE | SHAREHOLDER | 1569353 |
| CICCATI, RANDALL LEE | CEO / DIRECTOR | 1569353 |
| SINGH, RAMESHWAR | DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES | 4660047 |
| SINGH, RAMESHWAR | SHAREHOLDER | 4660047 |
| CICCATI, JILL MARIE | SHAREHOLDER | — |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE | — |
| CALTON, DEREK JAY | VICE PRESIDENT - DIRECTOR | 1192608 |
| CALTON, DWAYNE KENT | PRESIDENT - DIRECTOR | — |
| CALTON, DWAYNE KENT | CHIEF FINANCIAL OFFICER/FINOP | 501638 |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | — |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER | 6351650 |
| CICCATI, CARLY MARIE | SHAREHOLDER | 6351667 |
| RAHMOUNI IDRISSI, SAAD | CHIEF COMPLIANCE OFFICER | 4071743 |
Regulatory Assets Under Management
Total Number of Accounts
6,969AUM (Assets Under Management)
$1,576,517,756Disclosures
Regulatory Event
14Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
State Registrations and Notice Filings
(6/30/2023)
(6/30/2023)
(8/28/2023)
(6/30/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1988About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bashara George Haddad's CRS (Customer Relationship Summary).
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