Robert B. Jenak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Brian Jenak, who also goes by Robert Andrews, Robert B Jenak, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2000 - November 7, 2001
GLOBALINK SECURITIES, INC.
August 24, 1999 - May 31, 2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 20, 1997 - September 29, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 16, 1995 - August 29, 1997
STUART, COLEMAN & CO., INC.
October 25, 1994 - January 16, 1995
OPPENHEIMER & CO. INC.
October 26, 1993 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
February 22, 1993 - October 22, 1993
TUCKER ANTHONY INCORPORATED
October 25, 1991 - March 2, 1993
J. GREGORY & COMPANY, INC.
January 1, 1991 - September 27, 1991
UBS FINANCIAL SERVICES INC.
August 9, 1990 - January 1, 1991
ROTAN MOSLE INC.
March 16, 1990 - July 16, 1990
PRIME CHARTER LTD.
September 1, 1989 - March 28, 1990
PERSHING LLC
May 16, 1989 - September 12, 1989
LEHMAN BROTHERS INC.
April 18, 1989 - June 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
