Robert F. Nagel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Nagel, who also goes by Bobby Bagel, Bobby Nagel, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 1991 - August 25, 1992
GLOBAL CAPITAL SECURITIES CORPORATION
January 16, 1991 - June 5, 1991
PACIFIC CORTEZ SECURITIES INCORPORATED
May 16, 1990 - January 10, 1991
ROYCE PARK INVESTMENTS, INC.
November 13, 1989 - May 17, 1990
NATIONAL SECURITIES CORPORATION
October 21, 1988 - November 29, 1989
MARSHALL DAVIS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL CAPITAL SECURITIES CORPORATION
CRD#: 16184 / SEC#: , 8-33481
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
