Christopher E. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Eisele Cook was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2015 - May 25, 2016
MARIETTA INVESTMENT PARTNERS, LLC
July 2, 2004 - June 28, 2012
SCHRODER FUND ADVISORS LLC
May 30, 1996 - February 17, 2004
STRONG CAPITAL MANAGEMENT INC
May 9, 1995 - February 17, 2004
STRONG INVESTMENTS, INC.
October 10, 1989 - April 5, 1995
GABELLI FIXED INCOME DISTRIBUTORS, INC.
January 3, 1989 - March 8, 1989
D. H. BLAIR & CO., INC.
Primary Firm SEC Registration
MARIETTA INVESTMENT PARTNERS, LLC
CRD#: 108479 / SEC#: 801-57179
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARIETTA INVESTMENT PARTNERS, LLC
CRD#: 108479 / SEC#: 801-57179
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 605,176,009 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
