Curtis L. Snyder

UPHOLD SECURITIES

New York, NY 10036

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CRD#: 1885111

Professional summary

Curtis Lee Snyder JR is a registered financial professional currently at UPHOLD SECURITIES INC. located in New York, New York.

Curtis is registered as a RR (Registered Representative) and started their career in finance in 1988. Curtis has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 14, Series 8, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2012 - Present

UPHOLD SECURITIES INC.

Office #1: 530 Fifth Avenue 3rd Floor, New York, NY 10036Office #2: 530 Fifth Avenue 3rd Floor, New York, NY, 10036

CRD#: 34071

New York, NY

Past

August 28, 2002 - May 24, 2010

BROADPOINT AMTECH, INC.

CRD#: 121456

GREENWICH, CT

Past

March 1, 2000 - January 23, 2002

WIT CAPITAL CORPORATION

CRD#: 41499

OLD GREENWICH, CT

Past

August 11, 1997 - April 2, 2002

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

Past

June 3, 1996 - August 20, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

July 11, 1989 - June 3, 1996

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Past

December 20, 1988 - April 10, 1989

SELIGMAN SECURITIES, INC.

CRD#: 3361

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/2/2025)

New York
(3/1/2012)

Exams

State Security Law Exam

Series 63

Date: 3/22/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/2/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 9/11/2012

Compliance Officer Examination

Principal/Supervisory Exam

Series 8

Date: 6/5/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 12/19/1990

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/6/1990

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

UPHOLD SECURITIES INC.

JNK SECURITIES | UPHOLD SECURITIES, INC. DBA JNK SECURITIES | UPHOLD SECURITIES INC. | JNK SECURITIES CORP.

CRD#: 34071 / SEC#: , 8-46202

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

530 Fifth Avenue 3rd Floor, New York, NY 10036

Mailing Address

530 Fifth Avenue Ste 3a, New York, NY 10036

Phone number

(203) 554-5542

Established

New York since 05/07/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
UPHOLD, INC.	PARENT
SNYDER, CURTIS LEE JR	PRESIDENT & COO/CFO/CCO	1885111

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Curtis L. Snyder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Curtis Lee Snyder JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROADPOINT AMTECH, INC.

WIT CAPITAL CORPORATION

SOUNDVIEW TECHNOLOGY CORPORATION

SBC WARBURG, INC.

S.G. WARBURG & CO. INC.

SELIGMAN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/22/1989

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 8/2/2005

Series 7

Date: 12/17/1988

Series 14

Date: 9/11/2012

Series 8

Date: 6/5/1995

Series 24

Date: 12/19/1990

Series 27

Date: 3/6/1990

FINRA

Current Firm

UPHOLD SECURITIES INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

UPHOLD SECURITIES INC.

TRUST BUT VERIFY

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