George G. Finney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gross Finney III, who also goes by George Finney, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1989. George had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2011 - September 30, 2019
EVERENCE TRUST COMPANY
March 10, 2010 - August 26, 2010
CBIZ FINANCIAL SOLUTIONS, INC.
March 1, 1994 - August 1, 1995
LEGG MASON WOOD WALKER, INCORPORATED
February 14, 1989 - February 18, 1994
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERENCE TRUST COMPANY
CRD#: 113179 / SEC#: 801-60293
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
