Gregory S. Campbell
Professional summary
Gregory Scott Campbell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Gregory had worked at 4 firms, which includes AMSOUTH INVESTMENT SERVICES INC., A. G. EDWARDS & SONS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, GEORGE M. WOOD & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1995 - October 22, 1997
AMSOUTH INVESTMENT SERVICES, INC.
June 16, 1992 - January 13, 1995
A. G. EDWARDS & SONS, INC.
June 27, 1990 - June 17, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 1989 - July 25, 1990
GEORGE M. WOOD & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMSOUTH INVESTMENT SERVICES, INC.
CRD#: 15692 / SEC#: , 8-32565
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMSOUTH BANK | OWNER | |
| BAGBY, CANDICE WAGGENER | DIRECTOR | 2700657 |
| DANIEL, MICHAEL CURTIS | DIRECTOR | 4476150 |
| HALL, O B GRAYSON | DIRECTOR | 5059448 |
| MAYER, W CHARLES III | DIRECTOR | 2801550 |
| PARKS, KEVIN WILLIAM | PRESIDENT/CEO, CCO, FINOP, CFO | 2933659 |
| PIHERA, JIM A | DIRECTOR | 5070878 |
| SAAB, PETER THOMAS | SROP, CROP | 2058539 |
| STEPHENSON, ERNEST WINN JR | DIRECTOR | 2801549 |
| TWITTY, THOMAS BARTON | DIRECTOR | 4657089 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
