Robert N. Conforte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Nicholas Conforte JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 10 firms and has passed the Series 63, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2009 - April 28, 2011
AMERICAN CAPITAL PARTNERS, LLC
October 11, 2004 - August 2, 2007
AMERICAN CAPITAL PARTNERS, LLC
June 21, 1999 - January 6, 2003
APEX CLEARING CORPORATION
November 5, 1997 - December 10, 1997
LEGEND MERCHANT GROUP, INC.
July 7, 1997 - November 7, 1997
ASH FINANCIAL CORP.
May 8, 1997 - June 6, 1997
H.J. MEYERS & CO., INC.
July 1, 1996 - April 18, 1997
INVESTORS ASSOCIATES, INC.
August 22, 1994 - April 12, 1996
PERSHING LLC
April 21, 1992 - July 6, 1994
APEX CLEARING CORPORATION
May 7, 1991 - February 5, 1992
CHARLES SCHWAB & CO., INC.
September 14, 1989 - April 2, 1991
APEX CLEARING CORPORATION
March 2, 1989 - July 8, 1989
J. W. GANT & ASSOCIATES, INC.
October 19, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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