LS
Lynn Smeraldo
IP FINANCIAL ADVISORY SERVICES LLC
Dunedin, FL 34698
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CRD#: 1884870
LS
Professional summary
Lynn Smeraldo, who also goes by Lynn Helfaer Smeraldo, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Dunedin, Florida and INNOVATION PARTNERS LLC located in Dunedin, Florida.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Lynn has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lynn Helfaer Smeraldo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DUNEDIN COUNCIL OF ORGANIZATIONS POSITION: Board of Director-Membership chairman NATURE: Volunteer Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: PO Box 180, Dunedin FL 34697 DESCRIPTION: Educate & Develop Diversity of the city, my position in the organization is Board ofDirector-Membership chairman, the duties of this position are volunteer/community relations. SMERALDO FINANCIAL POSITION: Insurance agent NATURE: Fixed life, annuities and LTC INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2018 ADDRESS: 450 Grant St, Dunedin FL 34698 DESCRIPTION: estate planning with attorneys and accountants that utilize fixed insurance products ROTARY CLUB OF DUNEDIN POSITION: member NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: PO Box 1153, Dunedin FL 34697 DESCRIPTION: membership DBA - Smeraldo Financial IAR POSITION: IAR NATURE: IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 07/19/2020 ADDRESS: 450 Grant St, Dunedin FL 34698 DESCRIPTION: use 3rd party money managers and Managed Ops OCCUPATIONAL DEVELOPMENT DEPARTMENT AT USF/MOFFIT CANCER RESEARCH CENTER POSITION: group participant NATURE: Voluntary participant in monthly discussions led by the Occupational Development Department at USF/Moffit Medical Research Center INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/03/2021 ADDRESS: Moffitt Cancer Center, 12653 Telecom Drive, Tampa FL 33637 DESCRIPTION: As a BFA, i participate in monthly discussions about situational psychology.
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Smeraldo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2022 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 450 Grant Street, Dunedin, FL 34698RIA
CRD#: 305772
Dunedin, FL
Current
May 3, 2022 - Present
INNOVATION PARTNERS LLC
RIA
BD
CRD#: 146344
Dunedin, FL
Past
July 17, 2020 - May 5, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DUNEDIN, FL
Past
July 17, 2020 - May 5, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DUNEDIN, FL
Past
July 5, 2017 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
DUNEDIN, FL
Past
June 12, 2017 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
DUNEDIN, FL
Past
September 15, 2016 - June 14, 2017
CETERA ADVISORS LLC
RIA
CRD#: 10299
DUNEDIN, FL
Past
September 14, 2016 - June 14, 2017
CETERA ADVISORS LLC
BD
CRD#: 10299
DUNEDIN, FL
Past
May 27, 2010 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
DUNEDIN, FL
Past
May 26, 2010 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
DUNEDIN, FL
Past
September 18, 2007 - May 27, 2010
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
DUNEDIN, FL
Past
November 9, 2001 - May 27, 2010
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
DUNEDIN, FL
Past
January 1, 2001 - November 9, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
BD
CRD#: 694
MINNEAPOLIS, MN
Past
January 3, 1997 - January 1, 2001
MJK CLEARING, INC.
BD
CRD#: 8678
MINNEAPOLIS, MN
Past
September 21, 1989 - January 3, 1997
JM DISSOLUTION, INC.
BD
CRD#: 6980
ST. PAUL, MN
Past
April 18, 1989 - September 26, 1989
R.B. MARICH, INC.
BD
CRD#: 13227
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/4/2022)
IAR
Florida(5/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Company Information
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772Dunedin, FL 34698TRUST BUT VERIFY
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